Careers

Careers 2018-07-09T15:19:43+00:00
Baskin Wealth Management

Careers at Baskin Wealth Management

At Baskin Wealth Management, we are continually looking for people who share our values and want an opportunity to grow and learn in a young and vibrant culture. Follow a path that lets your talent shine.

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Current Openings

Compliance Manager

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What you will do

The Compliance Manager will report to the Chief Compliance Officer and will be responsible for:

  • Ensuring that at all times the firm is in compliance with all regulatory requirements for a Portfolio Manager operating in multiple jurisdictions in Canada;
  • Developing, documenting and maintaining a robust set of policies reflecting new and existing regulatory requirements;
  • Developing, documenting and undertaking supervisory and audit processes to ensure adherence to all policies and regulatory requirements;
  • Actively participating in industry discussions to maintain awareness of new and developing regulatory initiatives;
  • Ongoing communication to the CCO and management regarding policy development and business impact;
  • Supporting the ongoing awareness for all staff of regulatory matters through training and regular communication;
  • Supporting management in developing compliance processes in a fast-growing environment;
  • Maintaining a commitment to best in class compliance culture.

What we’re looking for

  • Must have Post-secondary education, preferably in finance or business;
  • Minimum 5 years’ experience in a compliance role with a focus on private client portfolio management;
  • In depth knowledge of the Canadian investment industry including private client discretionary management and investment fund regulation;
  • Excellent written and verbal communication skills with the ability to effectively translate complex regulatory requirements;
  • Strong analytical skills;
  • Ability to work independently, to accept responsibility and to train and support others.

Nice to have

  • Completed or working towards industry relevant course such as CPA, CFA, CIM.

What we offer
Located near Yonge and St. Clair in Toronto, Baskin offers a young and vibrant culture in a growing firm. In addition to your salary and a comprehensive benefits package, following a probationary period, you will be eligible to participate in our profit sharing program.

At Baskin we are committed to providing a diverse, inclusive and accessible work place.

Please e-mail Resumes and Cover Letters to

Compliance Manager

+

What you will do

The Compliance Manager will report to the Chief Compliance Officer and will be responsible for:

  • Ensuring that at all times the firm is in compliance with all regulatory requirements for a Portfolio Manager operating in multiple jurisdictions in Canada;
  • Developing, documenting and maintaining a robust set of policies reflecting new and existing regulatory requirements;
  • Developing, documenting and undertaking supervisory and audit processes to ensure adherence to all policies and regulatory requirements;
  • Actively participating in industry discussions to maintain awareness of new and developing regulatory initiatives;
  • Ongoing communication to the CCO and management regarding policy development and business impact;
  • Supporting the ongoing awareness for all staff of regulatory matters through training and regular communication;
  • Supporting management in developing compliance processes in a fast-growing environment;
  • Maintaining a commitment to best in class compliance culture.

What we’re looking for

  • Must have Post-secondary education, preferably in finance or business;
  • Minimum 5 years’ experience in a compliance role with a focus on private client portfolio management;
  • In depth knowledge of the Canadian investment industry including private client discretionary management and investment fund regulation;
  • Excellent written and verbal communication skills with the ability to effectively translate complex regulatory requirements;
  • Strong analytical skills;
  • Ability to work independently, to accept responsibility and to train and support others.

Nice to have

  • Completed or working towards industry relevant course such as CPA, CFA, CIM.

What we offer
Located near Yonge and St. Clair in Toronto, Baskin offers a young and vibrant culture in a growing firm. In addition to your salary and a comprehensive benefits package, following a probationary period, you will be eligible to participate in our profit sharing program.

At Baskin we are committed to providing a diverse, inclusive and accessible work place.

Please e-mail Resumes and Coverletters to